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(Actualizado 2022-04-25.)Expert in Compliance models
Madrid, España
Nativo Spanish, Fluido English
- Procesos de Due Diligence
- Desarrollo de modelos Compliance
- Adaptación a normas ISO y UNE
Habilidades (10)
Compliance
GOVERNANCE
DUE DILIGENCE
OFAC
TRADING
Business Intelligence
Power BI
ISO 37301
UNE 19601
ISO 37001
Resumen
Professional with more than 20 years of experience, of which the last 12 are dedicated to Compliance issues in the Oil & Gas sector mainly, although with experience also in the financial sector.
Great capacity for awareness and training at all levels of the company, with strategic vision, assertiveness, and critical thinking. I also have strong digital skills.
I help companies manage their Compliance risks and act ethically while remaining profitable.
I am a professional member of the Institute of Compliance Officers (IOC) and the International Compliance Association (ICA).
Experiencia profesional
2020-07 - Presente
• I teach the most transversal subject of the Master: ''The Compliance Officer: Profile, functions, and responsibilities'', divided into 5 modules.
• Degree of satisfaction of the students with the teacher of 95% in each of the 12 promotions.
2020-10 - 2021-04
Definition and development of the Marketing plan and the team of the Compliance area of the firm.
• Development and management of Leads and opportunities with potential clients. 50 leads generated in 6 months.
• Definition and use of Compliance models in clients from various sectors: banking, energy, telecom, Private Equity, and Retail.
• Support clients in the Compliance Officer functions, adaptation to ISO 37301 and UNE 19601 standards.
• Definition, implementation, and management of Whistleblowing Channels for clients.
2014-08 - 2020-10
• Maintained & updated existing Anti -Bribery & Corruption and related compliance & governance Compliance Catalyst policies and procedures • Be a point of escalation from an anti -bribery and Investiga Pro corruption risk point of view.
• Global coordinator of the Due Diligence POWER BI procedures of the company. 200 Due Diligence per year • Monitored external developments in relation to ETRM significant Anti-Bribery & Corruption l egislation, enforcement & best practice, and update d policies as appropriate.
• Experience in international sanction management of the OFAC, UK Bribery Act, and FCPA.
• Advised and trained the employees of the riskier areas of the company about topics related to the Anti-Bribery & Corruption model.
2010-10 - 2014-08
• Advice the Trading desks on aspects related to the Group's Compliance Model that could affect their operations.
• Specific training in Compliance topics for all members of the Group's Trading Unit.
• Responsible for the implementation of the different regulations on financial derivatives and Commodities in the Group's Trading area: EMIR, REMIT, MAR, MIFID II • Definition and execution of the KYC process for a ll counterparties in the Group's Trading area.
• Origination of markets: Coordination with the different Trading desks in the origination of new markets for gas, oil derivatives, emissions and coal in Europe and the US.
• Originated markets: ICE, NYMEX, EEX, E NDEX, POWERNEXT.
• Review of the clauses related to the Trading Back Office in ISDA, EFET and LFC framework contracts.
2004-10 - 2010-10
• Review and management of measurement claims from Marketers. 1,000 claims/year
• Sending liberalized customer measurements to the System operator (REE) and to the market operator (CNE).
• Processing of telemetered load curves to detect anomalies.
• Settlement of customer measures. 200,000 approximately.
Formación académica
1996-09 - 2003-06
2003-10 - 2004-07
Certificaciones
2017-08